Legal · Compliance · Disclosures

Disclaimer &
Disclosure Statement

Please read this statement carefully before using this website. By accessing wallstam.com, you acknowledge and agree to be bound by the terms set forth below.

Effective Date: May 10, 2026
Section 01
No Offer or Solicitation; Informational Purposes Only

The content of this website is provided for informational purposes only and does not constitute an offer to sell, or a solicitation of an offer to buy, any securities, financial instruments, or other products or services. It is not intended to provide, and should not be relied upon for, investment, tax, legal, or accounting advice. WallStAM is a consulting business and does not provide broker-dealer services or act as an investment adviser in the offering or sale of securities. All security transactions, if any, are executed through duly registered and regulated broker-dealers.

Section 02
Transaction Execution

WallStAM does not execute securities transactions. Any security transactions facilitated or referred by WallStAM will be held and executed through independent, SEC-registered and FINRA-member broker-dealers. WallStAM is not affiliated with any specific broker-dealer, and clients are encouraged to conduct their own due diligence on any third-party broker-dealer.

Section 03
No Investment Advice

WallStAM does not provide personalized investment advice through this website. The information contained herein is general in nature and does not consider your specific investment objectives, financial situation, or needs. You should consult with a qualified financial advisor, legal counsel, and tax professional before making any investment decisions.

Section 04
Risks of Alternative Investments

Investments in alternative markets, including but not limited to private credit, real assets, and structured products, involve a high degree of risk and are suitable only for sophisticated investors who can bear the loss of their entire investment. These investments are typically illiquid, may be subject to restrictions on transfer, and may not be readily marketable. They often involve complex tax structures and may be subject to significant fees and expenses. There is no assurance that any investment strategy will be successful or that any investment objective will be achieved.

Prospective investors should carefully consider these risks and consult with their own professional advisors before making any investment decisions.
Section 05
Past Performance Is Not Indicative of Future Results

Any performance data or examples discussed on this website are illustrative only and are not indicative of future results. Past performance is not a guarantee of future returns, and the value of investments can fluctuate. There is no guarantee that any investment will achieve its objectives or that investors will receive a return of their capital.

Section 06
Forward-Looking Statements

This website may contain forward-looking statements, including projections, forecasts, and estimates. These statements are based on current expectations and assumptions that are subject to risks and uncertainties, which may cause actual results to differ materially from those expressed or implied by such statements. WallStAM undertakes no obligation to update or revise any forward-looking statements, whether as a result of new information, future events, or otherwise.

Section 07
Target Audience & Jurisdictional Limitations

The services described on this website are intended for sophisticated institutional clients, accredited investors, and qualified purchasers only, as defined by applicable securities laws. This website is not directed to any person in any jurisdiction where the publication or availability of this website is prohibited. WallStAM operates only in jurisdictions where it is legally authorized to do so.

Section 08
FINRA BrokerCheck Disclosure

As required by FINRA Rule 2210(d)(8), a readily apparent reference and hyperlink to FINRA BrokerCheck is provided below. FINRA BrokerCheck is a free tool that helps investors research the professional backgrounds of brokers and brokerage firms, as well as investment adviser firms and advisors.

FINRA BrokerCheck
Research the backgrounds of financial professionals and firms before engaging their services.
→ brokercheck.finra.org
Section 09
AI-Augmented Services Disclosure

WallStAM utilizes artificial intelligence (AI) and machine learning technologies to augment its advisory and execution processes. While AI tools enhance speed and analysis, all outputs are governed by senior human expertise and oversight. AI is used as an execution engine to amplify human instinct and experience — not to replace it. The use of AI does not eliminate the risks associated with investment decisions or guarantee specific outcomes.

Section 10
Proprietary Information & Intellectual Property

All content on this website, including text, graphics, logos, images, and software, is the property of Wall Street Alternative Markets, Inc. or its content suppliers and is protected by intellectual property laws. Unauthorized use, reproduction, or distribution of any content from this website is strictly prohibited.

Section 11
Amendments

WallStAM reserves the right to amend this Disclaimer and Disclosure Statement at any time without prior notice. Your continued use of this website after any such amendments constitutes your acceptance of the revised terms.